Moody Capital Solutions, an investment bank with a four-decade history, has announced the appointment of Steve Kann as managing director. In his new role, Kann will focus on capital raising and advisory engagements for growth companies, a move that underscores the firm’s commitment to expanding its services in the microcap and emerging growth sectors.
Kann brings over three decades of experience in corporate finance, equity research, and strategic advisory. Throughout his career, he has participated as a founder, advisor, agent, banker, and investor across dozens of companies. His track record includes more than $300 million in microcap corporate finance transactions, encompassing private placements, private investments in public equity (PIPEs), reverse mergers, initial public offerings (IPOs), and mergers and acquisitions.
Beyond his transactional expertise, Kann is also the author of the 2015 book Microcap Magic: Why the Biggest Returns Are in the Stocks You’ve Never Heard Of, which reflects his deep understanding of the microcap investment landscape. He holds Series 24, 62, 63, and 79 securities licenses, positioning him to navigate complex regulatory and financial structures.
This appointment comes at a time when Moody Capital Solutions is looking to strengthen its advisory team to meet growing demand from growth companies seeking capital and strategic guidance. The firm, which is a registered broker-dealer and member of FINRA/SIPC, has built its reputation on providing direct access to senior management for every transaction. It is widely recognized as a market leader in rights offerings and advises clients across a full range of capital-raising structures, including PIPEs, registered directs, CMPOs, follow-on offerings, ATMs, and private placements.
Kann’s expertise in microcap finance is particularly relevant given the challenges and opportunities in that space. His experience with reverse mergers and PIPEs could prove valuable for companies looking to access public markets or raise capital efficiently. The addition of a seasoned professional like Kann is expected to enhance Moody Capital’s capabilities in advising clients in life sciences, technology, healthcare, and other growth industries.
The move also signals a broader trend in the investment banking industry, where firms are increasingly focusing on specialized advisory services for smaller companies. As the market for microcap investments remains volatile, having experienced professionals who understand the nuances of these transactions is crucial for both companies and investors.
For more information about Moody Capital Solutions, visit www.moodycapital.com.
